Quantitative Solutions for Risk Reporting

Outdated investment risk processes can be costly and inefficient, often better served by an automated solution. We offer an end-to-end service designed with automation in mind.

Our reports are modular and tailorable; we build each report template to suit your exact needs. Our quantitative solutions cover the broadest range of asset classes and have the flexibility to white label reports. 

Our online portal, RiskMonitor, is available as a Software as a Service (“SaaS”) tool giving you maximum oversight, flexibility, and transparency while addressing substance challenges. 

We meet the requirements of financial regulations, including AIFMD, PRIIPs, CP86, CSSF 18/698, and ESMA34-39-897 (liquidity stress testing). Our regulatory offerings include Annex IV and PRIIPs KIDs.

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   What we do 

Tailor-made risk compliance reports designed for portfolios comprised of level one and level two assets. This solution, known as RiskMonitor® Compliance, addresses the demands for clear, flexible, and transparent reporting that meets the needs of multiple stakeholders. Chief operating officers and boards benefit from concise reporting, while risk managers and compliance officers benefit from greater automation. 

Key features: 

100+ existing investment restrictions, including Undertakings for Collective Investment in Transferable Securities (“UCITS”) 
Gross and commitment leverage and concentration limits 
‘Unpermitted asset’ rules applicable to an entire asset-class 
Customer restrictions such as ESG criteria or other client specific risk criteria 
Aggregate risk of distinct portfolios or accounts into a single report 
Wide coverage of 18 distinct asset classes supported by distinct risk and analytical methods 
Illiquid asset cover including structured products and over the counter derivatives

Typical clients include: asset managers, fund administrators, ManCo, and Authorised Corporate Directors (“ACD"). 

The RiskMonitor® performance solution aims to enhance the fiduciary-investment manager relationship rather than alter it. The solution identifies performance, liquidity, and fee details for fund of funds, as well as factor analysis, in simple fact sheet style reports for funds. It offers a simple, yet flexible risk monitoring solution based on the provision of an independent and objective investment reporting framework. We also offer consulting support to resolve issues such as new policy review and manager selection. 

Key features: 

Simple traffic light outcome to evaluate investment risk 
Management reporting across all accounts to complement account-level reporting 
Reporting for any periodicity (annual through to daily) and all asset classes 
Analysis can be based solely on historical returns or extend to position-level data 
Wide range of benchmarks including “cash+” performance targets 
Coverage of managed accounts as well as investment funds 
Account aggregation functionality 
Advances enhancements and efficiency analysis

Typical clients include: wealth managers, asset managers, and fund services. 

The RiskMonitor® performance solution aims to enhance the fiduciary-investment manager relationship rather than alter it. The solution identifies performance, liquidity, and fee details for fund of funds, as well as factor analysis, in simple fact sheet style reports for funds. It offers a simple, yet flexible risk monitoring solution based on the provision of an independent and objective investment reporting framework. We also offer consulting support to resolve issues such as new policy review and manager selection. 

Key features: 

Simple traffic light outcome to evaluate investment risk 
Management reporting across all accounts to complement account-level reporting 
Reporting for any periodicity (annual through to daily) and all asset classes 
Analysis can be based solely on historical returns or extend to position-level data 
Wide range of benchmarks including “cash+” performance targets 
Coverage of managed accounts as well as investment funds 
Account aggregation functionality 
Advances enhancements and efficiency analysis

Typical clients include: wealth managers, asset managers, and fund services.

A specialist end-to-end managed SaaS for private asset funds based on a powerful and intuitive cash-flow model providing ‘fit for purpose’ risk analytics that incorporate and aggregate asset-specific expectations and cash flows. The ValuSim tool serves private equity (“PE”) and real estate (“RE”) funds and family offices by demonstrating independent oversight and performance and risk appraisal. 

Key features: 

High presentation quality 
Tailored reporting suitable for key stakeholders and investor reporting 
Comprehensive range of private asset investment restrictions to demonstrate prospectus and risk compliance 
Connectivity to leading fund administrators 
Scenario and stress testing solution 
Discounted cash flow-based valuation appraisal

Typical clients include: PE and RE asset managers and fund services. 

We provide a managed service solution for Annex IV filings, UCITS reporting, Packaged Retail Investment and Insurance Products (“PRIIPs”), Key Information Documents (“KIDs”), European MiFID Template (“EMTs”), and European PRIIPS (“EPTs”) altogether known as RiskMonitor® RegTech. We support investment firms subject to European Union and United Kingdom regulations by providing the risk metrics, data, and reports to meet the regulatory risk reporting requirements of UCITS, PRIIPs and the AIFM. 

Managed Annex IV: 

XML filings to meet any EU regulatory format 
Solution for any asset type including private equity and real estate 
Provision of full filing or delivery of specific risk inputs including: Value at Risk (“VaR”), Greek stress-tests and liquidity

UCITS reporting: 

UCITS restriction monitoring 
Absolute VaR – UCITS compliant 
Global exposure 
Exposure by counterparty 
Liquidity analysis

PRIIPs/EMT/EPT: 

Meets requirements of traditional and liquid alternatives (category 2 PRIIPs) 
Cash flow model supports performance scenarios or category 1 PRIIPs 
High presentation quality KIDs with bespoke client specific templates 
Transparency on calculations and supporting materials to enable board appraisal and evaluation 
Ongoing monitoring and transmission to fund platforms