Let us take care of the complex data requirements so you can focus on what truly matters: growing your investments and achieving your financial goals.
Our comprehensive and flexible range of services is delivered through leading integrated technology, robust processes, and a highly automated and controlled operating platform. These services are supported by specialist teams experienced in servicing series and standalone trusts, Forum, 40 Act funds, and alternatives.
Administration
- Managing fund start-ups and conversions
- Monitoring performance
- Supporting financial reporting
- Supporting SEC filings
Accounting and tax
- Maintaining books and records
- Supporting reconciliations
- Supporting cash reporting
- Providing NAV calculations
- Providing tax services
Transfer agency
- Call center
- Trade processing
- Dealer services
- Statements
- Web services
Legal and compliance
- Providing board support
- Assisting registration statements
- Provision of CCO and SOX officers
- Certifications
- Providing portfolio monitoring
Series trusts
Our series trust solutions provide proven mutual fund governance, regulatory, compliance, and operations infrastructure so that you can focus on managing your funds and raising assets.
Services include:
- Providing leading legal, compliance, and operations solutions
- Provision of experienced board
- Maintaining robust policies and procedures
- Supporting private label branding
- Guaranteed 105-120 days to market
Stand-alone trusts
We provide the additional support and project management required to service stand-alone registrants. Our project management services relieve you of the need to rely on costly outside counsel.
Services include:
- Managing new trust start-up project plans
- Drafting and filing trust documents
- Coordinating trust service provider evaluations and agreements
- Assisting with the development of trust policies and procedures
Our expert teams and wealth of experience with alternative funds enables us to deliver a consultative approach to help alternative asset managers adapt their strategy for the registered fund market.
Services include:
- Evaluating portfolios for compliance with legal and tax requirements
- Providing guidance on liquidity and use of leverage
- Coordinating brokerage, ISDA, and account control agreements
- Drafting manager-of-manager exemptive applications for sub-advised funds
